Opening or Closing of an IA New Hampshire Branch Office

  • church

    No fee.  Notification by letter must be sent directly to the Bureau prior to the opening of and immediately after the closing of a New Hampshire branch office of an investment adviser.  Include the branch manager's name, social security number, branch address, telephone number and date of opening or closing. 

    Branch Office Definition 

    RSA 421-B:1-102... 

    5(A) "Branch office" means: 

         (i)  With regard to an investment adviser, any location other than the main office, identified by any means to broker-dealers or other investment advisers or to the public, customers or clients as a location at which an investment adviser conducts an investment advisory business.