Secondary Trading

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    See RSA 421-B:3-302(a)
           [Section 18(b)(4)(A) of the Securities Act of 1933] 

    INITIAL FILING REQUIREMENT 

    1. One-time filing fee of $500.  Check should be payable to the "State of New Hampshire".
       
    2. Form U-2
       
    3. Copy of the most recent 10-K and 10-Q reports filed with the Securities and Exchange Commission (S.E.C.).
       
    4. Name of a New Hampshire licensed broker-dealer engaged in the distribution of the securities.
       

    ADDITIONAL FILING REQUIREMENTS AND CONSIDERATIONS 

    1. There is no annual renewal or sales report filing requirements.