Registration By Qualification

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    See RSA 421-B:14
    Any security may be registered by qualification.  For other offerings, where an exemption cannot be claimed or a registration by coordination is unavailable, the following must be completed:   


    INITIAL FILING REQUIREMENT   

    1.  Registration fee based on 2/10 of 1% (New Hampshire Aggregate Offering Price), maximum of $1,050, for each security being registered.  A $200 examination fee is also required for each security being registered.  Checks should be made payable to the "State of New Hampshire." 
    2.  For U-1 
    3.  Form U-2, unless the offering is made on a firm commitment basis by a licensed broker-dealer. 
    4.  Copy of all registration statements, prospectuses, exhibits and financial statements. 


    ADDITIONAL FILING REQUIREMENTS AND CONSIDERATIONS 

    1.  Name of licensed broker-dealer engaged in the distribution of the securities or, if a broker-dealer is not being used, the person(s) responsible for distributing the securities on the issuer's behalf must determine whether he/she needs to be licensed or authorized to offer or sell the securities, or exempt therefrom.  See RSA 421-B:2, II and RSA 421-B:6, I. (See Agents and Issuer-Dealers) 
    2.  Annual renewal fee for continuous offerings based on 2/10 of 1% (New Hampshire Aggregate Offering Price), maximum of $1,050, for each security being registered.  The fee is due on or before the anniversary of the date of registration in New Hampshire. 
    3.  Amended offering documents must be submitted promptly to the Bureau. 
    4.  Registration becomes effective when the Secretary of State so orders.