Registration By Coordination

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    See RSA 421-B:13 

    INITIAL FILING REQUIREMENTS 

    1.  Registration fee based on 2/10 of 1% (New Hampshire Aggregate Offering Price), maximum of $1,050 for each security being registered.  A $200 examination fee is also required for each security being registered.  Each security being offered must be registered.  Checks should be payable to the "State of New Hampshire." 
    2.  Form U-1 
    3.  Form U-2, unless the offering is made on a firm commitment basis by a broker-dealer, licensed in New Hampshire. 
    4.  Copy of all registration statements, prospectuses, exhibits, and financial statements. 

    ADDITIONAL REQUIREMENTS AND CONSIDERATIONS 

    1.


     
    Name of licensed broker-dealer engaged in the distribution of the securities or, if a broker-dealer is not being used, the person(s) responsible for distributing the securities on the issuer's behalf must determine whether he/she needs to be licensed or authorized to offer or sell the securities, or exempt therefrom.  See RSA 421-B:2, II and RSA 421-B:6, I (See Agents) 
    2.

     
    Annual renewal fee for continuous offerings based on 2/10 of 1% (New Hampshire Aggregate Offering Price), maximum of $1,050 for each security being registered.  The fee is due on or before the anniversary of the date of registration in New Hampshire. 
    3.
     
    The offering will be made effective on the same date the S.E.C. declares the offering effective as long as the following: 
        1.  No stop order is in effect and no proceeding is pending under RSA 421-B:16. 
        2.  The registration statement has been on file with the Bureau for at least 20 calendar days. 
        3.  All comments made by the Bureau have been responded to in a satisfactory manner. 
    4.
     
    To waive the 20 day filing period requirement, the Issuer may remit a fee of 1/10 of 1% (New Hampshire Aggregate Offering Price). 
    5.  Amended offering documents must be submitted promptly to the Bureau.