N.H. Issuer-Dealer License Notice-Filing Application Checklist

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    1.  Issuer-Dealer
              Form D-4
              Fee - $50

    2.  Issuer-Dealer Agent
              Form D-4
              Fee - $25 (Non-refundable) Agent's Application
              Fee - $50 Initial License

    3.  Form U-2 

    4.  A statement of the firm's date and month of fiscal year end.