N.H. Issuer-Dealer Name Changes

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    No fee required.  Submit: 

    1.  Copy of the Amendment to the Articles of Incorporation that effected the name change (or other similar documents filed with the state of organization, such as amended LP, LLC or LLP documents). 

    2.  Amended Forms D1, D2 and D3 (for each agent) which reflect the new name. 

    3.  Form U-2 in the amended name. 

    4.  Form U-2a if the licensee is a corporation or the person signing the U-2 represents a corporate general partner or member. 

    Upon receipt of the above by this Bureau, an amended license will be issued.