Fee Schedule

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    Please refer to N.H. RSA 421-B:31 for a complete list of fees. 

    All checks should be payable to the "State of New Hampshire" 

    BROKER-DEALER (BD)   
        Initial License FEE
     

    $250 

        Application FEE (non-refundable)
     

    $50 

        Amended License FEE
     

    $100 

        Renewal FEE
     

    $250 

       
    STATE COVERED INVESTMENT ADVISOR (IA)   
        Initial License FEE
     

    $200 

        Application FEE (non-refundable)
     

    $50 

        Amended License FEE
     

    $100 

        Renewal FEE
     

    $200 

       
    FEDERAL COVERED INVESTMENT ADVISER (IA)   
        Initial Notice Filing FEE
     

    $250 

        Name Change Amendment Notice FEE
     

    $100 

        Annual Notice Renewal Filing FEE
     

    $200 

       
    AGENTS (BD & IA)   
        Initial License FEE
     

    $100 

        Application FEE (non-refundable)
     

    $30 

        Amended License FEE
     

    $25 

        Renewal FEE
     

    $100 

       
    ISSUER-DEALER (ID)   
        Initial Agent License FEE
     

    $50 

        Agent Application FEE (non-refundable)
     

    $25 

        Agent Renewal FEE
     

    $50 

        Initial ID License FEE
     

    $50 

        ID License Renewal FEE
     

    $50 

       
    SECURITIES REGISTRATION/EXEMPTIONS/NOTICE FILINGS   
        Open End Mutual Fund Notice Filing per 1933 Act 18(b)(2)
        Initial Notice Filing FEE (per class)
     

    $1,000 

        Annual Renewal FEE Notice - Open-End Mutual Fund
        Companies (per class)
     

    $1,000 

        Offer or sale of Covered Securities of other Investment
        Companies per 1933 Act 18(b)(2)
     

    $500 

        Private Placements per RSA 421-B:17, II(h) Exam FEE
     

    $300 

        Offer or sale of Securities per RSA 421-B:17, II(r) FEE
     

    $500 

        Non-issuer transactions per 1933 Act 18(b)(4)(A)
        Filing Fee (one time)
     

    $500 

        Notice Filing Fee (initial and annual renewal) for sales of
        covered securities per 1933 Act 18(b)(4)(D)
     

    $500 

       
    Initial registration FEE and annual renewal fee (if offering continues) prior to offer or sales of securities - 2/10ths of one percent of the offering value of the issue.  FEE shall not exceed $1,050.  In addition, a $200 non-refundable examination FEE for each type and class of securities. 
       
    Initial notice filing FEE and annual renewal fee (if offering continues) prior to offer or sales of covered securities under 1933 Act 18(b)(4)(C) and 18(b)(3) - 2/10ths of one percent of the offering value of the issue.  FEE shall not exceed $1,050.  In addition, a $200 non-refundable initial notice FEE for each security. 
       
    PROFESSIONAL BONDSMEN   
        Exam FEE
     

    $400 

        Initial FEE per county registered
     

    $100 

        Annual Renewal FEE per county registered
     

    $100