Federal IA Name Changes

  • falltree

    Documents may be submitted through Web IARD where possible, but the fees must contiue to be submitted directly to the Bureau. 

    Submit, directly to the Bureau, $100 amendment fee for the firm, and $25 amendment fee for each investment adviser representative licensed as an agent in the state of New Hampshire on the date that the name change filing was made with the state of organization.  Submit, directly to the Bureau, a list of such investment adviser representatives and their social security numbers.  Checks should be payable to the "State of New Hampshire". 

    Upon receipt of the above, a confirmation of the notice filing amendment will be sent.