CANADIAN BROKER-DEALER LIMITED LICENSE PURSUANT TONEW HAMPSHIRE RSA 431-B:4-401(e)
A broker-dealer that is resident in Canada and has no office or other physical presence in New Hampshire, after obtaining a license in New Hampshire by following the procedures below, may offer and sell securities to:
1. A person from Canada who is temporarily resident in New Hampshire with whom the Canadian broker-dealer had a bona fide broker-dealer client relationship before the person entered the United States; or
2. A person from Canada who is resident in New Hampshire whose transactions are in a self-directed tax advantaged retirement plan in Canada of which the person is the holder or contributor.
CANADIAN BROKER-DEALER INITIAL APPLICATION FILING PROCEDURES
A Canadian broker-dealer may become licensed under this section, provided that the broker-dealer files: