Canadian Broker-Dealer and Agent License Withdrawals

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    WITHDRAWAL PROCEDURES 

    Broker-Dealers: 

    Submit a written request for withdrawal of the broker-dealer's license to the Bureau.  In the alternative, a withdrawal form used by the jurisdiction in which the broker-dealer has its head office may be used.
     

    Agents: 

    Submit a written request for withdrawal of the agent's license to the Bureau.  In the alternative, a withdrawal form used by the jurisdiction in which the broker-dealer has its head office may be used.