About the Bureau

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    Mission Statement 

    The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire Investors while facilitating responsible capital formation in the state.
     



    The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen.  In addition, it registers certain securities and approves exemptions from registration in other cases.  The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities law.

     

    Atty. Barry J. Glennon
    Director
     

    Atty. Jeffrey D. Spill
    Deputy Director
     

    Atty. Kevin Moquin
    Senior Staff Attorney/Field Audit Communications
     

     

     

    Atty. Eric Forcier
    Attorney
     

    Atty. Adrian Larochelle
    Attorney
     

    Carvel Tefft
    Senior Auditor
     


     

    Kevin Bannon
    Forensic Accountant
     

    Lydea Irwin
    Attorney
     

    Heather D. Syphers
    Securities Examiner
     

    Michelle Bourgeois
    Administrative Secretary
     

    Linda Elkins
    Securities Examiner
     

    Thomas Boulter
    Investor Education Coordinator
     



    BUREAU OF SECURITIES REGULATION

     

    Mailing Address
    Bureau of Securities Regulation
    State House, Room 204
    107 North Main Street
    Concord, NH  03301-4989
    Location
    State House Annex, 3rd Floor
    25 Capitol Street, Suite 317A
    Concord, NH  03301
    (603) 271-1463