Mission Statement
The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire Investors while facilitating responsible capital formation in the state.
The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen. In addition, it registers certain securities and approves exemptions from registration in other cases. The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities law.
Atty. Barry J. Glennon
Director
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Atty. Jeffrey D. Spill
Deputy Director
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Atty. Kevin Moquin
Senior Staff Attorney/Field Audit Communications
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Atty. Eric Forcier
Attorney
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Atty. Adrian Larochelle
Attorney
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Carvel Tefft
Senior Auditor
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Kevin Bannon
Forensic Accountant
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Peter J. Zis
Securities Examiner
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Heather D. Syphers
Securities Examiner
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Michelle Bourgeois
Administrative Secretary
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Linda Elkins
Securities Examiner
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Thomas Boulter
Investor Education Coordinator
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BUREAU OF SECURITIES REGULATION
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Mailing Address
Bureau of Securities Regulation
State House, Room 204
107 North Main Street
Concord, NH 03301-4989 |
Location
State House Annex, 3rd Floor
25 Capitol Street, Suite 317A
Concord, NH 03301
(603) 271-1463 |