The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire Investors while facilitating responsible capital formation in the state.
The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen. In addition, it registers certain securities and approves exemptions from registration in other cases. The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities law.
Atty. Barry J. GlennonDirector
Atty. Jeffrey D. SpillDeputy Director
Atty. Kevin MoquinSenior Staff Attorney/Field Audit Communications
Atty. Eric ForcierAttorney
Atty. Adrian LarochelleAttorney
Carvel TefftSenior Auditor
Kevin BannonForensic Accountant
Peter J. ZisSecurities Examiner
Heather CressySecurities Examiner
Michelle BourgeoisAdministrative Secretary
Linda ElkinsSecurities Examiner
Thomas BoulterInvestor Education Coordinator
Meagan RoseRecords Control Clerk
BUREAU OF SECURITIES REGULATION