About the Bureau

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    Mission Statement 

    The two-fold mission of the Bureau of Securities Regulation is to provide equitable regulation for the protection of New Hampshire Investors while facilitating responsible capital formation in the state.

    The Bureau licenses securities brokers, broker agents, investment advisers and investment adviser agents and professional bail bondsmen.  In addition, it registers certain securities and approves exemptions from registration in other cases.  The Bureau also investigates complaints about licensees and may take administrative or legal action against persons who violate the New Hampshire securities law.


    Atty. Barry J. Glennon


    Atty. Jeffrey D. Spill
    Deputy Director


    Atty. Kevin Moquin
    Senior Staff Attorney/Field Audit Communications




    Atty. Eric Forcier


    Atty. Adrian Larochelle


    Carvel Tefft
    Senior Auditor



    Kevin Bannon
    Forensic Accountant


    Lydea Irwin


    Heather D. Syphers
    Securities Examiner


    Michelle Bourgeois
    Administrative Secretary


    Linda Elkins
    Securities Examiner


    Thomas Boulter
    Investor Education Coordinator






    Mailing Address
    Bureau of Securities Regulation
    State House, Room 204
    107 North Main Street
    Concord, NH  03301-4989
    State House Annex, 3rd Floor
    25 Capitol Street, Suite 317A
    Concord, NH  03301
    (603) 271-1463