Submit a Form U-4 and a fee of $130 to Web CRD.
Submit a complete, manually signed (in all applicable places) Form U-4 and a fee of $130 directly to the Bureau. Submit proof of passage of Series 63 or Series 66 examination. Confirmation of licensure will be sent by the Bureau.
No fee. File amendments to Form U-4 with Web CRD in accordance with the instructions on Form U-4 and FINRA Rules.
No fee. Submit amendments to Form U-4 directly to the Bureau, in accordance with the instructions on Form U-4. All material information on the Form U-4 on file with the Bureau must be current at all times.
Submit a renewal fee of $100 per agent to Web CRD before December 31st of each year, for the ensuing year, in accordance with Web CRD's processing schedule.
On or before December 31st of each year, submit a renewal fee of $100 per agent directly to the Bureau for licensing in the ensuing year.
No fee. Submit a Form U-5 to Web CRD.
No fee. Submit a Form U-5 with original signatures directly to the Bureau.