Amendments to Form ADV

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    CHANGE OF CONTROL 

    May be submitted through Web IARD.  No fee.  Or, submit a copy of Form ADV Schedule C filed wit the SEC.
     

    ALL OTHER AMENDMENTS TO FORM ADV 

    May be submitted through Web IARD.  No fee.  Or, submit copies of all documents submitted to the SEC, including annual amendments (filed whether directly with the SEC or through Web IARD) to the Bureau within 10 days of their submission to the SEC.