Agent of Issuer

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    INITIAL APPLICATION 

    Submit a complete, manually signed (in all applicable places), Form U-4 and a fee of $130 directly to the Bureau.  Confirmation of licensure will be sent by the Bureau.
     

    AMENDMENTS 

    Submit amendments to Form U-4 directly to the Bureau, in accordance with the instructions on Form U-4.  All material information on the Form U-4 on file with the Bureau must be current at all times.
     

    RENEWALS 

    On or before December 31st of each year, submit a renewal fee of $100 per agent for licensing in the ensuing year.
     

    WITHDRAWALS 

    Submit a Form U-5 with original signatures directly to the Bureau.
     

    EXAMINATION REQUIREMENTS FOR LICENSURE 

    There are no examination requirements.